Your next challenge:
- Perform second‑line controls as part of the annual Compliance Monitoring Plan with an initial focus on IDD, MiFID II, ESG, Code of Ethics.
- Document results of controls, issue findings, and follow up on remediation actions with stakeholders.
- Maintain appropriate control evidence and contribute to audit and inspection responses.
- Support Compliance governance processes by preparing Compliance input for committees and senior management reporting.
- Support the business in embedding a robust compliance culture and promoting regulatory awareness and assessments.
- Assist in drafting or reviewing internal policies, procedures, and compliance guidelines.
- Interpret new and existing regulations, assess their impact on business activities, and support implementation of compliant processes and documentation.
- Enhancement of the compliance tooling, data analysis for monitoring and advisory in compliance domains
- Assist, prepare and facilitate training sections (e.g. MiFID, Code of ethics, etc.)
- Assist in reviewing marketing documentation and other client documentations.