Senior Compliance Advisor – Mifid Expert (M/F)

Your next challenge:  

  • Control and contribute to further strengthening and developing new processes on Compliance domain except AML/CFT such as MiFID, Governance, Cross border, Market abuse, etc. of BIL Luxembourg in line with the CSSF and ECB expectations
  • Assist and advice the other departments and entities of the Group on Compliance domain except AML/CFT through projects, gap analysis, etc.
    Enhance compliance culture in the Bank
  • Understand and identify the compliance risks on the different activities of the Bank
  • Assess the effectiveness of the first line of defense controls and properly manage compliance risks for the compliance topics in scope (e.g. MiFID, Governance, Cross border, Market abuse, etc.)
  • Perform compliance controls and draft concise and high-quality summary of related findings on certain domain. Be able to design new controls
  • Communicate to the stakeholders the findings, related action plan and ensure the follow up
  • Draft and review the policies, procedures and reports
  • Provide Compliance advise to other departments and entities of the Group incl. guidelines
  • Perform gap analysis when new regulation is issued as regards a compliance domain and be able to identify the impact, the gap and the solutions 
  • Participate to projects implementing regulatory developments impacting the Bank
  • Assist on the preparation of the compliance reporting (internal and external)
  • Identify compliance risks, incl. fraud risk or non compliance with regulatory requirements and escalate them clearly to management
  • Liaise with internal and/or external parties on compliance matters
  • Prepare and facilitate compliance awareness and training across the business and the Group
See all articles
Apply