As Head of Corporate Compliance and Entities
Oversight, you will be responsible for managing compliance risk within BIL
current and future entities as well as support BIL group development at
international.
The position is based
in Luxembourg. You will report to the Chief Compliance Officer and manage a
team of 8 staff members within the Compliance Department.
Your next challenge:
- Control and contribute to further strengthening and developing new processes on oversight of BIL Group entities in line with the CSSF and ECB expectations
- Design and implement compliance risk assessment as well as Compliance Monitoring Program for BIL Luxembourg as regards the topics under the corporate compliance and oversight entities team: the investment services including cross border investment services and client complaints linked to the investment services, market integrity which includes market abuse prevention, personal transactions and regulatory reporting compliance such as EMIR, the frauds, the protection of the customers’ interests and the protection and management of conflicts of interest, regulatory compliance such as rules of conduct or whistleblowing and compliance framework
- Perform oversights on the entities incl. on their compliance risk assessment and compliance monitoring program
- Coordination with Supervisory & Regulatory department for the Regulatory watch
- Ensure collaboration with BIL Group’s compliance officers and 2nd line of defense functions including a risk-based approach
- Promote compliance awareness and training across the business and the Group
- Identify impacts of new regulations related to topics listed above
- Provide Compliance advise to other departments and entities of the Group
- Participating in projects implementing regulatory developments impacting the Bank
- Being the central point of contact for internal and/or external parties on compliance matters (e.g. external Audit or onsite inspections from regulators or strategic development of the Group)
- Support the Chief Compliance Officer in the interactions with the regulators and other internal or external stakeholders
- Prepare or support in the preparation of material for regulators, internal control committees or other types of stakeholders