Business Controller – First Line of Defense (M/F)

Your next challenge:  

  • Monitor
    compliance with various internal and regulatory procedures (client
    transaction monitoring, business travel monitoring, MiFID obligations
    compliance, etc.) in order to identify and escalate any potential
    non-compliant issues
  • Suggest the
    creation or modification of controls in order to reduce the risks faced by
    the Bank.
  • Provide findings
    from the controls to the different Front Office managers and to the 2nd Line
    of Defense, enabling them to take the necessary corrective measures, through
    an active participation in recurring "Interaction Meetings".
  • As part of the 3
    Lines of Defense program: Identify, analyze, build, and implement controls
    (analyze available tools, draft any development requests, build the flow
    and procedures related to newly created controls) according to the action
    plan defined by the program stakeholders.
  • Stay informed
    about and inform others about regulatory and legal developments that may
    impact the Bank's procedures and policies.
  • Respond to Front
    Officers' questions to support them, optimize workflows, and reduce the
    risks faced by the Bank.
  • Participate in
    specific risk/compliance campaigns in collaboration with 1st Line Managers,
    including through training sessions and awareness programs.
  • Proactively
    ensure that all open action points, including action plans resulting from
    audits (internal/external/regulatory) and reviews, are duly implemented
    and resolved satisfactorily within the set deadlines.
  • Prepare
    supporting materials to enable the Bank's management to monitor and
    mitigate risks
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