Your next challenge:
compliance with various internal and regulatory procedures (client
transaction monitoring, business travel monitoring, MiFID obligations
compliance, etc.) in order to identify and escalate any potential
- Suggest the
creation or modification of controls in order to reduce the risks faced by
- Provide findings
from the controls to the different Front Office managers and to the 2nd Line
of Defense, enabling them to take the necessary corrective measures, through
an active participation in recurring "Interaction Meetings".
- As part of the 3
Lines of Defense program: Identify, analyze, build, and implement controls
(analyze available tools, draft any development requests, build the flow
and procedures related to newly created controls) according to the action
plan defined by the program stakeholders.
- Stay informed
about and inform others about regulatory and legal developments that may
impact the Bank's procedures and policies.
- Respond to Front
Officers' questions to support them, optimize workflows, and reduce the
risks faced by the Bank.
- Participate in
specific risk/compliance campaigns in collaboration with 1st Line Managers,
including through training sessions and awareness programs.
ensure that all open action points, including action plans resulting from
audits (internal/external/regulatory) and reviews, are duly implemented
and resolved satisfactorily within the set deadlines.
supporting materials to enable the Bank's management to monitor and